Compliance Officer

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • Dah Sing Financial Group
  • 18 Mar 19

Compliance Officer

Reporting to the Head of Banking Compliance, you will be responsible for providing administrative support to the Group Compliance Division to facilitate the daily operations.

Main Responsibilities:


  • Handle daily opt-in and opt-out requests

  • Handle data access request and PCO complaint cases

  • Support system enhancement projects and assist in the review of internal policies and procedures

  • Maintain internal portal to ensure updated policies, procedures and forms are in place

  • Support the preparation of correspondences, presentations and reports and assist in ad hoc projects as required

    To meet the challenge, you should have the following qualifications and attributes:

  • Degree holder in Finance, Accounting, Law, Business Administration or related disciplines

  • 1 - 2 years of relevant experience; prior exposure in banking industry is preferred

  • Good interpersonal and communication skills

  • Organized and detail-minded

  • Good command of both written and spoken Chinese and English

  • Proficient in MS Office

Please note that only shortlisted candidates will be notified.