Compliance Officer

  • 55,000
  • Hong Kong
  • Permanent, Full time
  • Mercer Hong Kong
  • 18 May 19

Handles specialized compliance matters and projects, including research, data compilation and synthesis, report drafting, performing monitoring or assessment, and task management for assigned area such as implementation of new regulations and internal policies and licensing.May make preliminary recommendations based on initial findings.

Duties:

•Establishing, enhancing, and monitoring compliance controls over the firm's operations
•Creating training to promote compliance awareness
•Promoting a strong compliance culture and awareness to business development and consulting team
•Advising on new rules, regulations and industry consultations
•Maintaining compliance documentation including business unit manuals, compliance notices/circulars, rules databases, risk assessments and compliance plans
•Assisting with review of legal documents including contracts and statements of work
•Incumbent will work closely with Regional Counsel providing compliance advice and solutions for diverse and growing business across Asia.
•Handles specialized compliance matters and projects, including research, data compilation and synthesis, report drafting, performing monitoring or assessment, and task management for assigned area such as implementation of new regulations and internal policies and licensing. May make preliminary recommendations based on initial findings.

Requirements:

•Have a minimum of 5-years compliance experience in an SFC-regulated firm or equivalent experience in a law or consulting firm: experience with multinational firms a strong plus
•Be a strong writer and communicator in English and, ideally, Chinese