Compliance Officer

  • 20K-30K
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Jasper Capital
  • 16 Jul 18 2018-07-16

Job function: 1) All aspects of company compliance 2) Fund operation related activities 3) Administrative things

- Location: HK

- Hiring Company: Jasper Capital HK (it's different from Jasper Capital SZ)

 Job function:

1) All aspects of company compliance
2) Fund operation related activities
3) Administrative things

Qualifications:

1) S/he should possess ample knowledge on the HKSFC codes and guidelines and the SFC rules, such as personal dealing, Code of Conduct, Fund Manager Code of Conduct, and relevant FRR requirements

2) Having exposure to internal controls can be an add-on

3) Possessing a legal background in the same jurisdiction (i.e. the HKSAR one) is welcomed but not mandatory

4) Having at least 3 years of relevant compliance experience can be conducive

5) Team player, flexible in job function, familiar with fund business

6) License 9 compliance experience is a plus.