Compliance Office - Asset Management Compliance Office - Asset Management …

SYNCICAP Asset Management Limited
in Hong Kong
Permanent, Full time
Be the first to apply
SYNCICAP Asset Management Limited
in Hong Kong
Permanent, Full time
Be the first to apply
Syncicap Asset Management Limited is a Hong Kong based joint-venture between two of the longest-established and leading ESG asset managers in Europe - OFI Asset Management and Degroof Petercam Asset Management (DPAM). Syncicap Asset Management Limited carries out SFC regulated Type 1, 4 and 9 activities towards professional investors in Europe and in Asia.

Job Description

Reporting to the CEO, you are responsible for:

  • Draft and update Compliance Policies and Procedures
  • Perform Compliance Monitoring and Review to ensure controls are met
  • Take the lead to review Marketing Materials for Greater China, Singapore, Taiwan
  • Assist on AML monitoring and due diligence
  • Act as point of contact to SFC and other regulators and handle all enquiries including inspections, licensing matters and etc
  • Review colleagues work on licensing matters
  • Monitor personal account dealing and provide training to staff


  • University degree in finance, accounting and law
  • 3-5 years of relevant experience in legal, compliance and risk from asset managers OR SFC
  • Must have knowledge with rules and regulations (SFC and other regulators such as French AMF and Luxembourg CSSF)
  • Solid product knowledge in UCITS funds
  • English and Chinese (French is a plus)

Our commitment

We are a small entrepreneurial team in a collaborative workspace, located in Hong Kong Central.

We have a unique and enviable 25-year track record in research-driven and sustainable funds.

We offer you an attractive compensation commensurate with your relevant experience. We support wellbeing and balanced work/life.


Please send your resume to We will be in contact with you soon.

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