Our client is an established fund manager seeking a Compliance Manager for their Compliance team. Reporting to the Team Head, the successful candidate will work closely with fund administrators on client onboarding, KYC reviews, manage AML procedures and monitor client subscription / redemption activities. He / She will ensure timely and accurate filings of regulatory returns with local regulators. Engaging and working with auditors, tax and legal counsels on fund related matters are also expected, as with assisting in the preparation of investor due diligence documents and attending investor meetings.
To succeed in this role, you should have a good university degree in finance, accounting or law, have at least 3-5 years experience in compliance in the fund management industry, strong understanding of the regulatory environment in Hong Kong and be able to work independently with minimal supervision.
Please consider your application filed for future reference if you do not hear from us within 10 working days from submission date.