Compliance Manager (Team Head, VP - SVP), Regional Corporate & Investment Bank Compliance Manager (Team Head, VP - SVP), Regional  …

IGNITE RECRUITMENT HONG KONG LIMITED
in Hong Kong
Permanent, Full time
Last application, 30 Nov 21
HKD 65,000 per month - 80,000 per month + year end bonus
IGNITE RECRUITMENT HONG KONG LIMITED
in Hong Kong
Permanent, Full time
Last application, 30 Nov 21
HKD 65,000 per month - 80,000 per month + year end bonus
Posted by:
Alex Cheung • Recruiter
Posted by:
Alex Cheung
Recruiter
Our client is a stable and well-established regional corporate & investment bank in Hong Kong. They are currently looking for a Compliance Manager, Team Head to expand their Compliance Team in order to expand their business capacity in Hong Kong.

Responsibilities:

  • Ensure regulatory compliance with Banking Ordinance, Securities and Futures Ordinance and other relevant rules and regulations
  • Keep abreast of updated regulations and report to the management; formulate and execute all necessary measurements to control the risks;
  • Enhance policies and procedures to conform to the updated laws, regulations and rules.
  • Support Group Head in the liaison with regulators and ad-hoc projects
  • Perform regular compliance checking and AML reviews, e.g. Account Opening documents
  • Enforce general compliance manual and provide necessary assistance and training to staff
  • Provide advisory services to senior management and business units on compliance issues
  • Handle all the compliance related issues related to regulated activities
  • Coordinate with the Corporate Secretary to ensure the company records are current and correct.
  • Coordinate on-site or off-site review conducted by regulators and the appointed internal auditors.

Requirements:

  • Degree or above
  • 8-10 years compliance experience in banking/investment industry or regulatory bodies
  • Solid experience in handling compliance issues related to Banking and Securities related businesses.
  • Sound knowledge of various statutory and regulatory requirements relevant to banking industry and regulated activities
  • Have good business, operation and product knowledge on financial industry.
  • Managerial experience is required

To apply online please click the 'Apply' button below or send your CV to alex.cheung@ignite-recruitment.com . For a confidential discussion about this role & other corporate banking openings please contact Alex CHEUNG at +852 2121 1418 .

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