Compliance Manager, Securities Brokerage Firm Compliance Manager, Securities Brokerage Firm …

Randstad Hong Kong
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Randstad Hong Kong
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Randstad Hong Kong
Compliance Manager, Securities Brokerage Firm
job description

about the company.

Our company is an expanding foreign securities firms.

about the job.

  • Updating compliance policies and procedures, and information on regulatory requirements
  • Performing daily compliance duties
  • Performing AML/KYC risk assessment
  • Liaising with external professionals and other regulatory bodies
  • Handling SFC licensing matters and enquiries and prepare various reports as required


skills & experiences required.

  • 5 years of compliance experiences, preferrably in securities brokerage firms
  • Good command of written and spoken English
  • Able to work independtly and efficiently


To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: nicole.hui@randstad.com.hk

skills
Compliance Manager, Securities Brokerage Firm

qualification
Compliance Manager, Securities Brokerage Firm

responsibilities
Compliance Manager, Securities Brokerage Firm

educational requirements
Bachelor Degree

Company Overview

With over 25 years’ local market experience, Randstad offers specialist permanent and contract recruitment as well as HR solutions across a range of skills, disciplines and industry sectors. 

Randstad was founded in the Netherlands in 1960 and has more than 20 years of market experience in Singapore, with Asia Pacific operations in Australia, China, Hong Kong SAR, India, Japan, Malaysia, New Zealand and Singapore. Our team of local experts deliver a full suite of specialist permanent and contract recruitment services as well as insights-driven HR solutions to leading companies in the region.

We know from our heritage and experiences that real connections are not made from data and algorithm - they require empathy, intuition and instinct. It is here at this intersection between technology and humanity that we redefine the way we connect with our clients, candidates and partners - to deliver a true human experience.

Through the power of HR technology and the passion of our people, we help candidates realise their true potential and enable employers to sustain their success through strategic HR solutions across accounting & finance, banking and financial services, corporate & secretarial support, construction & property, engineering and manufacturing, supply chain & logistics, human resources, information technology, life sciences as well as sales, marketing & communications.

www.randstad.com.hk 

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