Compliance Manager (Private Equity)

  • 50 -60K
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Connexe Search Limited
  • 14 Apr 18 2018-04-14

Our client, a PRC based Private Equity, is currently looking for a Compliance Manager to monitor their daily operation.


  • Monitor all compliance issues of the company
  • Conduct investigation on suspicious transaction cases
  • Build and strengthen the in-house compliance & risk management framework
  • Provide AML/KYC advisory and operational support
  • Roll out compliance policies & operating guidelines  
  • Perform periodic review on staff’s personal dealing pre-clearance requests and reconciliation
  • Ensure all business units are in full compliance with the relevant laws, rules and regulations
  • Develop and provide compliance training


  • University degree in Banking/Finance or any related disciplines
  • Over 5 year’s solid experience in financial industry
  • Previous experience in a compliance or regulatory role in a financial regulatory body will be an advantage
  • Sound knowledge of listing rules, takeover code
  • Ability to work under pressure, with strong communication and analytical skills
  • Fluency in English and Mandarin is essential
  • Strong report writing skills in both Chinese and English

Please email your full resume in MS Word format to quoting the job reference J18833 in the subject field. Your interest will be treated in strict confidence. Only shortlisted candidates will be notified.