Compliance Manager (Private Equity)

  • 50 -60K
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Connexe Search Limited
  • 14 Apr 18 2018-04-14

Our client, a PRC based Private Equity, is currently looking for a Compliance Manager to monitor their daily operation.

Responsibilities:

  • Monitor all compliance issues of the company
  • Conduct investigation on suspicious transaction cases
  • Build and strengthen the in-house compliance & risk management framework
  • Provide AML/KYC advisory and operational support
  • Roll out compliance policies & operating guidelines  
  • Perform periodic review on staff’s personal dealing pre-clearance requests and reconciliation
  • Ensure all business units are in full compliance with the relevant laws, rules and regulations
  • Develop and provide compliance training

Requirements

  • University degree in Banking/Finance or any related disciplines
  • Over 5 year’s solid experience in financial industry
  • Previous experience in a compliance or regulatory role in a financial regulatory body will be an advantage
  • Sound knowledge of listing rules, takeover code
  • Ability to work under pressure, with strong communication and analytical skills
  • Fluency in English and Mandarin is essential
  • Strong report writing skills in both Chinese and English

Please email your full resume in MS Word format to info@connexesearch.com quoting the job reference J18833 in the subject field. Your interest will be treated in strict confidence. Only shortlisted candidates will be notified.