Compliance Manager, Leading Global Asset Management firm – up to HK$60K

  • Up to HKD$60K
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Aquis Search , EA Licence No: 16S8125
  • 23 Apr 18 2018-04-23

Our client, a global asset management firm is looking for a compliance manager to assist the company in meeting the regulatory standards within the Hong Kong hub.


  • Primary focus on Hong Kong and cross border regulatory change and impact on funds in North-Asia, regulatory developments in China, Korea and Taiwan and provide advice on impact on the existing and new funds
  • Planning and developing fund documentation for new product development and changes to existing funds and obtaining the necessary regulatory approvals
  • Review and provide advice on product governance framework from compliance and regulatory perspectives
  • Work with relevant work streams, to propose, get approval and work out the changes to make in platforms, funds and prospectuses in response to product enhancements and regulatory changes



  • Bachelor’s degree in Finance, Accounting or Legal related disciplines
  • At least 5 years of relevant experience
  • A product function with an Asset Manager
  • Previous employment at the Hong Kong SFC, Taiwanese FSC or one of China’s financial services regulators is a PLUS
  • Fluent in Cantonese and Mandarin, both read and speak is an advantage