Compliance Manager_ Asset Mgmt/PE Compliance Manager_ Asset Mgmt/PE …

Manpower
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 02 Oct 19
HK$20K or above
Manpower
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 02 Oct 19
HK$20K or above
Compliance, Asst Mgr for a PE/Asset Mgmt firm
DutiesDuties * Support investment team (PE & Asset Mgmt) in maintaining an effective compliance and control system * Conduct regular trainings related to compliance issues such as AML. Sanctions personal date protection etc. * Act as the point of contact in relation to Regulatory Authorities * Support Compliance Director in handling day-to-day compliance tasks of a Private Equity & Fund house at HK office * Review and draft compliance policies based on regulatory requirements and company policy Prepare compliance reports for internal and external purposes * Liaise with head and other regional office to ensure the company is in line with global initiatives * Working with other parties for legal/Compliance issue Requirements * Degree holder with company ordinance/legal knowledge * 3 years exp in banking/Finance/legal firm * Pref candidate have licensing exp in SFC 1,4 & 9 * Strong organizational skills and ability to multi-task and prioritize workload * Excellent computer skills including MS Outlook, MS Word, MS Excel and MS PowerPoint * Strong command of both written and spoken English and Chinese (Cantonese) Interested parties, please send me your resume in MS WORD format with current & expected salary & notice period to jenny.chai@manpowergrc.hk
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