Compliance Manager Compliance Manager …

Morgan McKinley
in Hong Kong
Permanent, Full time
Last application, 26 Sep 21
Competitive
Morgan McKinley
in Hong Kong
Permanent, Full time
Last application, 26 Sep 21
Competitive
Compliance Manager
An international banking group backed asset management and private equity platform is looking for Compliance Manager to lead the team

Job Responsibilities:
  • Coordinate or conduct regular trainings related to compliance issues including Money Laundering, Personal Data Protection, etc.
  • Maintain an effective compliance and control system and act as the point of contact to the JFIU, ICAC, HKPF, and other regulatory authorities
  • Review and draft compliance policies based on regulatory requirements, group requirements and business activities;
  • Maintain proper filing of updated company policies and procedures.
  • Coordinate with Office of Global Compliance to ensure the entities is in line with Global initiatives;
  • Post Investment Monitoring
  • Support and participate in various ad hoc assignments or projects.
  • Supervise one junior staff
Job Requirements:
  • Bachelor Degree in Buiness, Law, Finance, or related field
  • 5+ years of working experience in legal firm or SFC licensed corporates
  • Knowledge in company secretarial matters is highly preferred
  • High integrity, initiative and able to work independently
  • Good command of English and Chinese (Cantonese and Mandarin)
  • Proficiency in MS Office application
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