Compliance Manager Compliance Manager …

Harvest Global Capital Investments
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Harvest Global Capital Investments
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Competitive
We are the Hong Kong branch of a leading PRC Assets Manager, who is looking to recruit a middle-level compliance manager.

The key responsibilities for this position are as follows:

  • Providing advise to the business on compliance matters in relation to private fund structure and underlying investment.
  • Update and implement the policies and operational controls required by SFC and other applicable regulators.
  • Supporting the development of appropriate compliance policies, procedures and associated communication and training.
  • Provide training to all staff on key compliance policies as well as regulatory requirements.
  • Liaise and continue to develop the relationship with the SFC.

Successful applicants will have the following skills and experience:

  • Degree qualified with at least 3 years of compliance experience in asset management industry.
  • Strong regulatory knowledge in Hong Kong.
  • Proactive attitude with the ability to work under pressure.
  • Outstanding interpersonal and communication skills.
  • Able to demonstrate strong leadership experience.
  • Excellent spoken and written English and Mandarin.
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