Compliance Manager Compliance Manager …

Zhuhai Wizardquant Investment Management Limited Company
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 01 Oct 19
competitive
Zhuhai Wizardquant Investment Management Limited Company
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 01 Oct 19
competitive
• Report to fund Responsible Officer. • Development, review, maintenance and testing of compliance processes, and corresponding internal controls. • Preparation of compliance reports for senior management, regulators and other interested bodies. • Preparation of license applications, coordination and filing of regulatory reports. • Designing and conducting compliance training programs. • Contract review such as confidentiality agreements, service provider engagement letters and other corporate contracts etc.

 • Bachelor degree or above in finance, accounting or related discipline. 3 years of experience of compliance or auditing related work .

• Familiar with SFC regulations and policies.

• Excellent written and spoken English and Mandarin required.

• Strong analytical, issue-spotting and problem-solving skills.

• Outstanding organizational skills and ability to prioritize work flow, thrives in an environment with multiple responsibilities.

• Ability to communicate effectively with individuals at all levels of the organization, including senior management.

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