Compliance Manager

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • Bank Of China (Hong Kong) Limited
  • 19 Jan 18 2018-01-19

Compliance Manager

Responsibilities:

  • Participate in compliance risk assessments, reporting, reviews, testing, provide compliance comments and advice
  • Assist in compliance-related projects, initiatives, and system launch/ enhancement
  • Keep track of key regulatory changes and notify relevant business divisions
  • Provide compliance input to the business for BOCHK's broad array of products and business propositions
  • Comment various business divisions' drafting of policies and procedures, compliance manuals, and core control documents that meet local regulatory and BOCHK requirements
  • Review and update compliance documents in reflecting latest rules and regulations, industry best practices, and changes in BOCHK business structure and activities
  • Conduct compliance training for staff in Hong Kong in accordance with local regulation and BOCHK training objectives
  • Assist in maintaining good relationships with local regulators, including coordination in regulatory inspections, preparing regulatory reports, and handing regulatory inquiries
Requirements:
  • Good in both written and spoken Chinese and English; with knowledge of Mandarin being an asset
  • Accounting, audit, legal, or finance-related qualifications
  • Minimum 4 to 5 years of work experience in compliance, legal or regulatory fields in the financial services industry in Hong Kong
  • Good interpersonal, negotiation and communication skills, with flexibility and adaptability to changes
  • Effective time and project management skills
  • Heightened sensitivity to and refined judgment in identifying and assessing concealed risks and collateral consequences of activities in jurisdictions having opaque and emerging legal and regulatory regimes