Compliance Director - Hedge Fund Compliance Director - Hedge Fund …

Selby Jennings
in Hong Kong
Permanent, Full time
Last application, 10 Apr 21
Negotiable
Selby Jennings
in Hong Kong
Permanent, Full time
Last application, 10 Apr 21
Negotiable
Our client is a Hog Kong based Hedge Fund manager with $9 billion USD AUM, who has recently expanded their Asia presence into Hong Kong. With their expansion they are looking to bring on a senior compliance director.

Our client is a Hong Kong based Hedge Fund manager with $9 billion USD AUM, who has recently expanded their Asia presence into Hong Kong. With their expansion they are looking to bring on a senior compliance director.

Job Responsibilities

  • Manage all regulatory compliance functions of the firm, and maintain relationships with SFC and relevant industry associations
  • Liaise with regulators on handling licensing, inquiries and ongoing reporting requirements
  • Provide advice to investment team to ensure compliance with the relevant rules / regulations
  • Keep abreast of regulatory changes, and provide timely advice / appropriate actions to management,
  • Conduct regular review on compliance & risk framework, policies and procedures, and provide recommendations for required actions
  • Handle ad hoc projects when required

Job Requirements

  • University graduate or equivalent degree preferred, ideally in business, accounting or law
  • Minimum 15 years of relevant work experience in the financial services industry in Compliance within foreign investment banks
  • Sound working knowledge of equity and OTC Derivatives
  • In-depth knowledge of HK regulatory (SFC) and SEC
  • Fluent in Chinese and English
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