Compliance Assistant / Officer Compliance Assistant / Officer …

Hao Tian International Finance Holdings Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 22 Jul 19
Competitive
Hao Tian International Finance Holdings Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 22 Jul 19
Competitive
Great opportunity! Entry level of Compliance position

Responsibilities

  • With the support of our external compliance consultant, provide internal support in all compliance function, statutory requirement to ensure full compliance with regulatory and internal control requirements;
  • Handle statutory reporting, licensing applications and inquiries from regulatory bodies and conducts related investigations;
  • Providing regulatory updates to licensed staff and/or arranging training to fulfill their CPT/CPD requirements;
  • Coordinate with professional parties e.g. fund investors, administrator, custodian and lawyer and communicate with relevant authorities, such as SFC and Hong Kong Stock Exchange when necessary;


Requirements

  • Degree holder in related disciplines;
  • Relevant legal, compliance or audit/ accounting experience in financial institution or securities firm is preffered;
  • Immediate available is highly preferable;


We offer offer competitive remuneration package and on-the-job training to the right candidate.  

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