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Compliance Assistant Manager/Analyst

Interactive Brokers Hong Kong Ltd.
Hong Kong
Posted about 16 hours ago Permanent Open
O
Posted by
Omkar Dalvi
Recruiter
Assist the group’s Compliance with conducting compliance reviews and/or regulatory enquiries related to clients in the Asian time zone.

Overview:

Interactive Brokers is seeking an individual that is hard-working, detail-oriented, a quick learner, careful, and a problem solver.  This position requires excellent time management, eagerness to learn and a strong customer focus.

Responsibilities:

  • Assist the group Compliance with conducting compliance reviews and/or regulatory enquiries related to clients in the Asian time zone.
  • Perform internal monitoring of adherence to internal and regulatory requirements
  • Support with regulatory, audit, and similar queries and inspections
  • Assist with the maintenance of policies and procedures
  • Perform ad hoc general Compliance administration tasks as required

 

Required Qualifications and Skills:

  • 1-3 years’ relevant experience in similar role.
  • Fluency in English, Cantonese and Mandarin (both written and spoken) is Essential.
  • Have a “can do” attitude and is willing to learn and take on new tasks as role develops.
  • Good organizational skills with the ability to prioritize and work independently in a dynamic and fast-pace working environment.
  • Proficiency with computers, basic office applications and basic database tools.
  • Ability to work independently in a small-team environment.
  • Ability to articulate and explain complex issues in relatively simple terms.
  • Ability to multi-task, prioritize and work with minimal supervision.

 

Job ID  cd2a0af82us
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