Compliance Analyst -Asset Management Firm

  • Up to HKD0.00 per annum
  • Hong Kong
  • Permanent, Full time
  • Morgan McKinley Hong Kong
  • 16 Jan 18 2018-01-16

As a global professional recruitment consultancy, Morgan McKinley connects specialist talent with leading employers across multiple industries and disciplines. We have established ourselves as a preferred supplier to many of the major players in our specialist sectors, as well as with thousands of smaller local employers. In Hong Kong, we recruit within the following sectors: Accounting & Finance, Banking and Financial Services, Human Resources, IT, Risk, Compliance, Legal & Audit, Office Support and Sales & Marketing.

Our client is a leading international asset management firm with headquarters based in the US. They are currently looking for an experienced asset management compliance candidate to join their firm.

Responsibilites:

  • Report directly to the Compliance Manager and work closely with compliance team members on daily duties
  • Will be the main point of contact with Regulators and reponsible for all regulatory updates
  • Look through and maintain the compliance monitoring program as needed
  • Review marketing materials and handle any complaints
  • Work closely with other regional teams in the APAC region

Requirements:

  • Bachelor Degree in finance/risk/legal or related discipline(s)
  • 3-5 years compliance experience in asset management
  • prefer experience in business compliance
  • Must be able to read and write Chinese
  • Must be able to work independently and be proactive