For Recruiters

Compliance Analyst

Aim Higher
Hong Kong
Posted 1 day ago Permanent Below 500K
B
Posted by
Banking Team 1
Recruiter
• An international asset manager • Focus on AML & trade surveillance • Team work and harmonious environment

Company Description

Our client, a well-established international asset manager, is seeking a Compliance Analyst for their Asia regional team based in Hong Kong office.

Responsibilities

  • Perform AML review and sanctions screening during account opening process
  • Conduct trade surveillance and other monitoring work according to compliance monitoring programs
  • Assist to enhance compliance monitoring programs according to regulatory / business / operational changes, hence, to keep abreast of regulatory development
  • Assist to review sales & marketing materials according to internal guidelines and regulatory requirements
  • Handle licensing matters and administer personal dealings / outside business activities programs
  • Prepare regulatory filings and internal compliance reports
  • Support staff training and ad hoc projects

Requirements

  • University graduate with BBA / Finance / business-related major
  • At least 3 years of working experience in asset management industry in Hong Kong
  • Strong communications and interpersonal skills
  • Strong organizational skills and time management, and able to work with high level of attention to detail
  • Fluent in English and Chinese

Interested parties please send your updated resume in WORD format with current and expected salaries (quoting Employer Ref:) to banking@aimHigher.com

Job ID  BF-MC-25441
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