Compliance Analyst Compliance Analyst …

Morgan McKinley
in Hong Kong
Permanent, Full time
Last application, 20 Apr 21
Competitive
Morgan McKinley
in Hong Kong
Permanent, Full time
Last application, 20 Apr 21
Competitive
Compliance Analyst
A reputable international asset management platform is looking to hire a senior compliance officer to support their APAC regions

Job Responsibilities:
  • Provide distribution compliance advice in regards to their sales and marketing activities
  • Review marketing materials used in the APAC ex-Japan region
  • Work closely with the global marketing compliance team in the development and implementation of policies and procedures
  • Support front line colleagues on enhancing their supervisory processes and internal controls as well as its implementation
Job Requirements:
  • 5+ years of compliance experience working in international asset management firms
  • Strong investment products knowledge
  • Hands-on experience in distribution compliance for Institutional and/or Retail clients
  • Strong communication and interpersonal skills; good business acumen
  • Proficient in written and spoken Chinese
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