Compliance Advisory - China Compliance / Global Markets, VP Compliance Advisory - China Compliance / Global  …

Randstad Hong Kong
in Hong Kong
Permanent, Full time
Last application, 20 Sep 21
HKD100000 - HKD120000 per month
Randstad Hong Kong
in Hong Kong
Permanent, Full time
Last application, 20 Sep 21
HKD100000 - HKD120000 per month
Provide advice to sales and trading desks on regulatory interpretation and compliance issue Review manuals/compliance notices and update/draft internal policies and procedures accordingly Review and advise on new business initiatives to ensure compliance with regulations and global best practice Prepare training materials and provide training Assist in ad hoc projects

about the company.

our client is one of the top-tier foreign investment banking located in Central

about the team.

you will be joining an experience team of compliance professionals

about the job.

  • Provide advice to sales and trading desks on regulatory interpretation and compliance issue
  • Review manuals/compliance notices and update/draft internal policies and procedures accordingly
  • Review and advise on new business initiatives to ensure compliance with regulations and global best practice
  • Prepare training materials and provide training
  • Assist in ad hoc projects

skills & experiences required.



  • Bachelor degree in Law, Economics, Business or relevant disciplines
  • Minimum of 8 years compliance experience. Knowledge in CBIRC/HK cross border trading is a must
  • Open to candidates in China or overseas
  • Speaks excellent command in Mandarin is an advantage
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