Chief Compliance Officer, North East Asia

  • Negotiable
  • Hong Kong
  • Permanent, Full time
  • ConnectedGroup Limited
  • 22 Jan 18 2018-01-22

Our client, a regional corporate bank, is looking for a Chief Compliance Officer for their Compliance team.

Our client, a regional corporate bank, is looking for a Chief Compliance Officer for their Compliance team.

Responsibilities:


  • Set and implement policies on compliance including AML with applicable laws and regulations
  • Provide Compliance advice to the businesses
  • Close communication with the market and regulators to anticipate regulatory changes and pro-actively support the businesses to develop appropriate policies and framework in compliance with applicable laws and regulations, internal and external codes/guidelines governing the businesses
  • Continuously monitor regulatory / Compliance developments impacting the businesses
  • Ensure that Compliance officers in the region are conversant with current compliance issues and where appropriate, provide training, advice and support to the Compliance officers in the region





Requirement:


  • Degree holder preferably in Law, Accounting or business-related disciplines
  • Possess practical knowledge of banking products and services, in particular in relation to corporate banking business
  • Have a good knowledge of Hong Kong regulatory environment
  • Experience of dealing with regulators
  • Self-motivated, independent, pleasant personality with good communication skills, able to communicate effectively at all levels
  • Fluency in written and spoken English and Chinese (both Cantonese and Mandarin)