Our client is an Equities L/S investment fund with a strong focus on Asia region. Due to expansion, they are currently looking for a solid Compliance professional to join their team in Hong Kong or Singapore.
Reporting to the Head of Compliance, your main responsibility will be to manage the compliance and regulatory functions. Other responsibilities include reviewing and implementing compliance controls and processes are in place to comply with relevant local regulatory requirements, providing advice to investment professionals, ensuring staff are adhering to all SFC policies, assisting in providing updates to the board, and maintaining the current AML/KYC internal and external workflows.
To qualify, you should have a degree in Accounting, Law, and/or other related disciplines, along with over 3+ years of experience in compliance within asset management. Solid experience on SFC regulatory requirements, asset management compliance and equities trading or trade surveillance are required. You will also need to have strong communication and interpersonal skills in English and Chinese.
Less experienced candidates can be considered as Associate Compliance Officer in Hong Kong Office.
To apply for this job
Contact: Chloe quoting job ref: VSA-1531
Telephone: 852 - 2525 8820