COMPLIANCE - ASSISTANT MANAGER / MANAGER / SENIOR MANAGER

  • competitive package
  • Hong Kong
  • Permanent, Full time
  • Recruitment Intelligence Consultants Limited
  • 24 Nov 17 2017-11-24

An international asset management house is looking for high calibers to join as Compliance - Assistant Manager/ Manager/ Senior Manager. The position is based in Hong Kong.

  • International Asset Management House
  • Excellent Exposure

Our client is an international asset management house with an unparalleled reputation across the Asia Pacific region. With the continued growth of the organization, the need has arisen to recruit high calibers to join them.

You will be responsible for distribution and product compliance, including but not limited to, reviewing marketing materials, fund prospectuses, distribution agreements as well as maintaining relationship and correspondence with SFC.   You will also provide back up to other compliance colleague and participate in ad hoc compliance projects as required.   

To be considered, you should be a degree holder with a minimum of 4 years of relevant experience in Compliance, Audit, Risk or Control functions within financial industry. Knowledge of regulatory guidelines and requirements would be an advantage together with strong communication skills.

Interested applicants should send a detailed resume to Michelle Ho by email to mho@ric.com.hk or by fax to (852) 2838 3323 quoting reference eFC2805.

(Applicants not contacted within 4 weeks should consider their application unsuccessful.)