Business Risk Specialist

Your new company

My client is a top tier investment bank, located in Hong Kong. They are currently looking for a Business Risk Specialist to join them in their Global Wealth Management Front Line Support Team.

Your new role

• Do you have a compliance, controls, investigations and/or audit background with solid experience in the wealth management industry? 
• Do you have good knowledge on investment products, e.g. accumulators, contingent convertible bonds and structured notes?
• Are you familiar with HKMA and MAS requirements in areas of investment suitability?
• Do you have strong fluency in Cantonese and English to perform tape listening form of control reviews?
• Are you a self-starter within initiative, able to own and drive complex projects, while keeping management informed of regular progress?

What you will need to succeed

• Good knowledge or background in risk, controls, investigations, compliance, audit and/or legal, and at least 3 years' experience working in wealth management sector
• Proficiency in Cantonese, besides English and Mandarin as the candidate is required to communicate well with Front Line Staffs based in Hong Kong office as well to perform tape listening
• Good knowledge in investment products (FX, Derivatives, Bonds, Structures, Equities) and MAS & HKMA requirement in areas of Investment Suitability
• Clear communicator, with exceptional interpersonal skills and a good listening skill
• creative approach to problem solving & challenging existing processes to drive improvements
• Proactive, independent, client-Oriented and well-organized Individual with critical thinking skills
• proficient in basic Microsoft applications