Business Control Manager Business Control Manager …

Bank Of China (Hong Kong) Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Bank Of China (Hong Kong) Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Business Control Manager
Responsibilities
  • Act as first line of defence for Private Bank CRM Team before Compliance and Audit department
  • Ensure that the Bank has put in place all the required controls particularly the areas of KYC and suitability
  • Review High Risk KYC and related documents (New Account Opening and Account Review) before submitting to Market Head for approval
  • Review High Risk Credit Proposal before submitting to Market Head
  • Review Risk Mismatch/Business Trip call report etc before submitting to Market Head for signature
  • Review and approve business trip of CRM team across the platform
  • Ensures outward remittances are compliance with AML requirement
  • Review Sales Performance Report and Analysis of different teams and provide support for MH on sales campaign
  • Assist in planning & coordinating implementation of new initiatives or services enhancements from CRM perspective
  • Liaise within department and bankwide to improve system efficiency and to devise operation processes and contingency arrangements

Requirements
  • University graduate, and additional professional qualifications in Finance or Investment discipline will be a plus
  • At least 5 years of solid working experience in serving private banking clients
  • Strong negotiation, credit, communications, organizational, analytical, customer service and problem-solving skills
  • Agile and flexible to adapt
  • Strong knowledge of investment products, financial industry topics, trends and related issues, and ability to articulate and be conversant in all aspects of business offerings
  • Good command of both verbal and written English and Chinese

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