Business Compliance & Operational Risks Manager (Private Banking) Business Compliance & Operational Risks Manager  …

Bank Of China (Hong Kong) Limited
in Hong Kong
Permanent, Full time
Last application, 10 Jun 21
Competitive
Bank Of China (Hong Kong) Limited
in Hong Kong
Permanent, Full time
Last application, 10 Jun 21
Competitive
Business Compliance & Operational Risks Manager (Private Banking)
Responsibilities:
  • Act as first line of defense, to review KYC profiles, account opening/review documents and applications
  • Liaise with the bank's second line of defense regarding enquires, new requirements, audit findings, etc
  • Conduct AML and compliance related transaction review/ monitoring to identify possible compliance/AML risks and provide recommendations to enhance control weaknesses/mitigate relevant risks
  • Review and analyze the AML risks in new businesses / products / systems
  • Perform self-assessment, gap analysis against internal or regulatory requirements
  • Advise business units on AML/KYC and related matters
  • Perform fraud risk related review
  • Prepare regular and management reports on AML related review results
  • Handle internal / external review or audit, recommend and implement follow up action
  • Prepare AML related training materials, and deliver the training where required
  • Review and enhance relevant policies and procedures
Requirements:
  • Degree or above
  • At least 5 years relevant working experience in financial institutions, with at least 2 years in private banking an advantage
  • Independent, excellent analytical, time management and interpersonal skills, with ability to prioritize tasks.
  • Proficient in written, spoken English and Chinese
  • Familiar with the AML/KYC and regulatory requirements of private banking


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