Business Compliance Manager Business Compliance Manager …

Bank Of China (Hong Kong) Limited
in Hong Kong
Permanent, Full time
Last application, 23 Nov 20
Competitive
Bank Of China (Hong Kong) Limited
in Hong Kong
Permanent, Full time
Last application, 23 Nov 20
Competitive
Business Compliance Manager
Responsibilities
  • Ensure bank's policies and procedures are in compliance with regulatory requirements
  • Manage and conduct compliance checking to monitor sales activities are in compliance with policies and procedures
  • Analyze potential risks of non-compliance and identify areas for improvement, thus to work out remedial measure and make recommendations accordingly
  • Monitor the implementation of rectifications and enhancement measures in relation to selling process and sales compliance issues
  • Establish, enhance, monitor and perform compliance controls over the Bank's operations and business activities
  • Coordinate training to staff concerned on the knowledge and awareness of compliance with the relevant laws, rules and standards
  • Maintain and enhance an effective compliance infrastructure, such as feedback mechanism, to collect frontlines' comments and recommendations, thus to improve the efficiency and effectiveness of sales compliance work
Requirements
  • Degree or above with major in Business, Accounting, Finance, Marketing, Law or related disciplines At least 5 years experience in financial or banking industries, of which at least 3 years specialized in compliance or audit works
  • Able to handle multi-tasks independently and work under strictly tight deadlines and pressure
  • Possess strong logical and analytical skills in problem solving
  • Excellent interpersonal and communications skills
  • Good command of both verbal and written English and Chinese


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