Business Compliance Manager

  • Competitive
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Bank Of China (Hong Kong) Limited
  • 25 Apr 18 2018-04-25

Business Compliance Manager

Responsibilities

  • Ensure bank's policies and procedures are in compliance with regulatory requirements
  • Manage and conduct compliance checking to monitor sales activities are in compliance with policies and procedures
  • Analyze potential risks of non-compliance and identify areas for improvement, thus to work out remedial measure and make recommendations accordingly
  • Monitor the implementation of rectifications and enhancement measures in relation to selling process and sales compliance issues
  • Establish, enhance, monitor and perform compliance controls over the Bank's operations and business activities
  • Coordinate training to staff concerned on the knowledge and awareness of compliance with the relevant laws, rules and standards
  • Maintain and enhance an effective compliance infrastructure, such as feedback mechanism, to collect frontlines' comments and recommendations, thus to improve the efficiency and effectiveness of sales compliance work
Requirements
  • Degree or above with major in Business, Accounting, Finance, Marketing, Law or related disciplines At least 5 years experience in financial or banking industries, of which at least 3 years specialized in compliance or audit works
  • Able to handle multi-tasks independently and work under strictly tight deadlines and pressure
  • Possess strong logical and analytical skills in problem solving
  • Excellent interpersonal and communications skills with good command of English and Chinese in both spoken and written


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