CLIENT BACKGROUND
A well-established international bank with a strong regional platform is looking to hire a Vice President within its compliance function in Hong Kong. The team works closely with front office across corporate and investment banking businesses, supporting a broad range of markets activities.
JOB RESPONSIBILITIES
- Provide day-to-day compliance advisory to business stakeholders across treasury and markets products
- Act as a key point of contact for regulatory guidance relating to securities and fixed income activities
- Partner with front office to ensure business initiatives align with applicable regulatory standards
- Support ongoing compliance framework and advisory coverage within corporate and investment banking
- Assist with regulatory interactions, internal stakeholders, and compliance risk escalation where required
JOB REQUIREMENTS
- 8+ years of experience in banking compliance, ideally at VP/SVP level
- Strong advisory experience covering treasury, securities, and/or bonds
- Prior exposure to corporate and investment banking compliance is essential
- Comfortable working closely with front office and providing practical guidance
- Solid understanding of regulatory expectations within Hong Kong markets

Job ID PR/600154
At Larson Maddox, we give essential guidance to leading firms by connecting them with the best In-House Counsel talent for their Regulatory & Legal ne...
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