Associate / Senior Associate, Quality Control, Corporate Finance and Capital Markets Associate / Senior Associate, Quality Control,  …

CLSA Limited
in Hong Kong
Permanent, Full time
Be the first to apply
Negotiable
CLSA Limited
in Hong Kong
Permanent, Full time
Be the first to apply
Negotiable
Associate / Senior Associate, Quality Control, Corporate Finance and Capital Markets

Position Description

The Quality Control (International) team (“QC”) reports to the Global Head of Quality Control and is responsible for improving the execution quality of Hong Kong and overseas investment banking business and effectively monitoring and controlling business risks. QC provides quality control and technical support, supervise and assist in improving the quality of the Hong Kong and overseas investment banking transactions.

 

Key Areas of Responsibilities

 

  • Getting engaged in reviewing and improving the Quality Control standard and framework, including internal policy, deal process and IT system.
  • Reviewing various IBD ECM/DCM transaction documents and due diligence records/notes.
  • Arranging and participating in internal committee meetings which consider the acceptance and launch of deals.
  • Carrying out research and providing advice on QC work, ensuring IBD transactions are in compliant with local business and regulatory requirements.

 

Requirements 

 

  • Bachelor’s degree or above, major in law, finance or related disciplines. Overseas academic or working experience is preferred.
  • Minimum 4 years’ relevant working experience in global investment banks or global law firms, familiar with various ECM/DCM products and regulatory landscape in Hong Kong and overseas. Candidates with DCM experience, CPA and/or CFA qualifications are preferred.
  • Good communication and coordination skills, with excellent team spirit, conscientious and meticulous, strong sense of responsibility and stress tolerance.
  • Good command of spoken and written English and Mandarin, using English and Mandarin as working language.

 

If you are seeking a dynamic environment in which to build your career in CLSA, please send your resume to recruitment@clsa.com. Kindly specify the position title in the email subject for job application.

CLSA may collect personal data from you for purposes relating to your engagement with the Company, including human resource management and other business and internal / external compliance purposes. Any personal information and /or data collected and held by the Company may be used by the Company or transferred (whether within/ outside Hong Kong) to any other parties within the Company, subsidiaries and affiliates of the Company, internal or external service providers, or any other relevant parties including governmental or regulatory authorities, for the above purposes.

 

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