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Associate, Trading Desk (Wealth Management)

CMB International Capital Corporation Limited
Hong Kong
Posted 3 days ago Permanent 50,000

Job Responsibilities:

  • Responsible for executing buy and sell orders in a wide range of asset classes, such as but not limited to: Money Markets, Equities, Fixed Income, Structured Products and Funds.
  • Ensure best execution, and efficient and prompt management of orders; whilst ensuring no operational risks.
  • Monitor/ensure the follow-up on any open transactions and inform, when applicable, RM’s, Investment Counsellor, and or direct clients regarding the execution of orders.
  • Monitor orders post execution to ensure settlement and follow up with any settlement issues.
  • Provide Relationship Managers/clients with up to date prices and market information.
  • Support the Investment Strategy and Products teams with the issuing of New Issue Information Sheets.
  • Build books of PWM orders for any New Issues and manage allocations in line with the Policy and Procedure to syndicates.
  • Maintain a strong relationship with the middle office and front office.
  • Establish and maintain strong relationships with external brokers.
  • To keep up to date with product knowledge and market intelligence.
  • To ensure that all compliance and legal guidelines are adhered to and mitigation strategies followed in case of errors.
  • Maintain proper record keeping for trade activities and provide reports when requested.
  • Keep informed of technological developments and continuously search for ways of improving the systems used by the trading desk.
  • Continuously look for ways of improving procedures to ensure the desk is operating in the most efficient ways possible and actively work towards finding ways to reduce risk.

Job Requirements

  • University degree holder with 3-5 years' relevant experience is preferred
  • Solid track record and experience in wealth management industry preferred
  • Self-motivated and good team player
  • Proficient in both written and spoken English and Chinese
  • Proficient in using Morningstar, Bloomberg and other tools
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