Associate, Quality Assurance, Private Banking Associate, Quality Assurance, Private Banking …

BOC International
in Hong Kong
Permanent, Full time
Be the first to apply
Basic salary plus discretionary bonus.
BOC International
in Hong Kong
Permanent, Full time
Be the first to apply
Basic salary plus discretionary bonus.
Private banking sales quality and regulatory control role.

The Role

Private banking sales quality and regulatory assurance role.

Key Accountabilities

  • Perform extended scope of surveillance work expected by HKMA regarding HKMA selling practice onsite and meet the regulatory requirement as a full license bank
  • Assist in private banking APAC development including UAT testing
  • Trade surveillance including data sorting, order checking, identifying discrepancies and weakness, reporting control issues to private banking management
  • Fund flow order monitoring
  • Client risk profiling form checking
  • Intranet document maintenance
  • System access review
  • Support ad hoc incident investigation / error trade

Skills & Experience

  • Degree hold in business / finance-related disciplines
  • 3 years of work experience in audit, operational risk, compliance, control function in regulatory bodies or financial institutes (retail / private banking preferred)
  • Good banking knowledge
  • Good interpersonal and communication skills
  • Good command of written Chinese and spoken Mandarin and English

Other Information

Notes to applicants:

  • Please apply in strict confidence with full resume, academic record, current and expected salaries.
  • The personal data provided will be used for consideration of recruitment only. All personal data of unsuccessful candidate will be destroyed within 24 months.
  • Candidates with Enhanced Competency Framework (ECF): please state on the CV.

About BOCI

As a leading investment bank in China and Hong Kong region, the investment banking arm of Bank of China, BOC International Holdings Limited (“BOCI”), is now seeking highly motivated, creative and success-oriented professional who would like to pursue the career for supporting our group.



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