Associate Director, Regulatory Compliance (Private Banking)

  • HK$500-900k / year
  • Hong Kong
  • Permanent, Full time
  • Pure Hong Kong , EA Licence No: 12S5954
  • 18 Oct 18

This is an exciting opportunity with an European Private Bank, established compliance culture in placed. They are looking for a Associate Director to join their HK Regulatory Compliance Team, someone with solid regulatory compliance experience.

The Company

Our client is a reputable private bank, with strong presences in Asia, provide excellent career opportunities and work life balance.  As part of growing team of their HK Regulatory Compliance Team, they are now looking for a compliance professional to support bank’s regulatory compliance function.

The Role

As part of the HK Regulatory Compliance Team, you will be reporting to the Head of Compliance HK, responsible for providing compliance advisory to different business units, developing and enhancing their existing compliance policies and procedures, on-going compliance surveilliance and compliance review, handling regulator’s (HKMA & SFC) on-site exams.  

Your Profile

The successful candidate will be a degree holder in Law or Accounting, with a professional qualification is highly preferable. You will have at least 5 years of compliance experience in a private banking environment, with solid experience in handling regulatory matters.  You will possess excellent presentation and communication skills (Fluent Cantonese and English is a MUST) and an ability to deal with all levels of an organisation.