Discover your dream Career
For Recruiters
Aptitude Asia

Associate Director, Compliance Services

Aptitude Asia Hong Kong
Posted 21 hours ago Permanent Competitive
W
Posted by
William Chan
Associate Director
Our client, a well-established Professional Services company, is looking to hire an Associate Director to join the expanding team in Hong Kong.

Job Responsibilities:

  • Manage the day-to-day compliance operations for a diverse portfolio of licensed entities, including fund managers, broker-dealers, and payment service providers
  • Provide expert guidance on complex regulatory matters, particularly related to licensing and regulatory inquiries
  • Manage compliance projects to ensure timely completion and adherence to requirements
  • Serve as the subject matter expert on regulations governing Hong Kong's financial institutions
  • Participate in business development meetings and calls where required to provide product/service knowledge.

Job Requirements:

  • Minimum 5 years of experience in regulatory compliance, either within a regulator, regulated firm, or consultancy
  • Strong technical expertise in compliance, with a deep understanding of SFC regulations
  • Familiarity with building compliance policies and procedures tailored to various business models in the financial services industry, particularly asset management
  • Excellent communication skills with fluency in English, Cantonese, and Mandarin
  • Team-oriented mindset, and a proactive, meticulous approach to problem-solving
ABOUT COMPANY
Hong Kong
HR & Recruitment
Aptitude launched to fill a gap in the market for a boutique search firm specialised primarily in the investment banking, financial services, insuranc...
More jobs From Aptitude Asia
Aptitude Asia
Manager, Corporate Secretarial Services
Aptitude Asia
Hong Kong
15 hours ago Full time HK$40k - HK$50k
Aptitude Asia
Senior Vice President, ESG Finance
Aptitude Asia
Hong Kong
1 day ago Full time Competitive
Aptitude Asia
Senior Vice President - Loan Origination
Aptitude Asia
Hong Kong
17 hours ago Full time Competitive
Aptitude Asia
Sales Director - Trade Finance / Supply Chain Finance
Aptitude Asia
Hong Kong
23 hours ago Full time Competitive
Aptitude Asia
Senior Equity IT Business Analyst
Aptitude Asia
Hong Kong
23 hours ago Full time Competitive
Aptitude Asia
Senior Business Analyst, Investment Bank
Aptitude Asia
Hong Kong
23 hours ago Full time Excellent
Aptitude Asia
Citrix Admin, Investment Banking
Aptitude Asia
Hong Kong
23 hours ago Full time Competitive
Aptitude Asia
Application Support (Prime), Investment Bank
Aptitude Asia
Hong Kong
23 hours ago Full time competitive
Aptitude Asia
Project Manager, Operation Transformation, Corporate Banking
Aptitude Asia
Hong Kong
23 hours ago Full time Competitive
Aptitude Asia
Senior QA Analyst, Investment Bank
Aptitude Asia
Hong Kong
23 hours ago Full time Competitive

Boost your career

Find thousands of job opportunities by signing up to eFinancialCareers today.
More Jobs Like This
Haitong International Securities Group Limited
Manager - Compliance, Trade Surveillance
Haitong International Securities Group Limited
Hong Kong