Associate, Compliance Associate, Compliance …

GF Holdings (Hong Kong) Corporation Limited
in Hong Kong
Permanent, Full time
Last application, 05 May 21
Negotiable
GF Holdings (Hong Kong) Corporation Limited
in Hong Kong
Permanent, Full time
Last application, 05 May 21
Negotiable
Posted by:
Sherry Au Yeung • Recruiter
GF Holdings (Hong Kong) Corporation Limited
Posted by:
Sherry Au Yeung
Recruiter
GF Holdings (Hong Kong) Corporation Limited (“GF Holdings (HK)”) is a wholly-owned subsidiary of GF Securities, responsible for managing and planning the business of all Hong Kong-based wholly owned subsidiaries of GF Securities. We provide full-range cross-border securities and financial services for customers by fully utilizing the brand, business and network advantages of GF Securities.

Responsibilities

  • Provide practical and accurate compliance advice to business such as Retail and Institutional Brokerage, Wealth Management, Research and Global Markets business
  • Assist senior compliance management to advise business stakeholders on AML/CFT related enquiries and matters
  • Assist senior compliance officer to conduct internal investigation and draft conclusion report
  • Conduct periodic and ad hoc review of internal policies and procedures in light of evolving regulatory environment
  • Collaborate closely with internal stakeholders for implementation of compliance related projects
  • Handle regulatory requests, enquiries and examinations in a proper and timely manner
  • Deliver ongoing internal training to promote compliance culture as appropriate

Requirements

  • Self-motivated, able to work independently and collaboratively in a highly dynamic environment
  • Sound knowledge in rules and regulations administered by the SFC, compliance best practices, financial products as well as securities business
  • Strong analytical skills with ability to make prompt and accurate recommendations
  • Good interpersonal and communication skills
  • Degree holder in Law, Accounting, Finance, Business Administration or related discipline
  • Three-year solid work experience in regulatory, AML or brokerage compliance preferably in Chinese financial institutions or regulatory bodies
  • Proficiency in both written and spoken English and Chinese (including Mandarin)
  • Immediately available is highly preferred

We offer attractive remuneration package and fringe benefits to the right candidate. Interested applicants please send detailed resume stating present & expected salaries and date of availability to Human Resources Department by clicking "APPLY NOW".

Further information about our group companies can be found at www.gfgroup.com.hk and www.gf.com.cn.

All applications will be treated in the strictest confidence and personal data collected will be used for recruitment purpose only.

Company Overview

GF Holdings (Hong Kong) Corporation Limited (“GF Holdings (HK)”) is a wholly-owned subsidiary of GF Securities (Stock code 000776.SZ & 1776.HK), responsible for managing and planning the business of all Hong Kong-based wholly owned subsidiaries of GF Securities. We provide full-range cross-border securities and financial services for customers by fully utilizing the brand, business and network advantages of GF Securities.

Established in 1991, GF Securities is one of the first, full-service securities companies in China. We provide comprehensive, industry leading capital market services for high-net-worth individuals and outstanding small and medium sized enterprises throughout China. GF Securities operates 264 brokerage branches, providing extensive services to cities and autonomous regions of 31 provinces throughout China.

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