Associate – Listing (Enforcement)   Associate – Listing (Enforcement)   …

Hong Kong Exchanges and Clearing Limited
in Hong Kong
Permanent, Full time
Last application, 30 Jul 21
Competitive
Hong Kong Exchanges and Clearing Limited
in Hong Kong
Permanent, Full time
Last application, 30 Jul 21
Competitive
Associate – Listing (Enforcement)  
Job Responsibilities:
  • Investigate potential misconduct and breaches relating to the Listing Rules
  • Conduct disciplinary action, including presentation before the Listing Committee
  • Assist the Head of Enforcement in all enforcement matters, including in furthering the objectives of the Department
  • Provide assistance in formulating and implementing disciplinary and enforcement policy and procedures, and participating in other projects undertaken by the Department
Job Requirements:
  • Qualified lawyer with at least 3 years' professional experience OR university graduate with at least 3 years' relevant professional experience in law, accounting, investigations, enforcement, corporate finance, investment banking or a related field (a background in regulatory litigation will be highly regarded)
  • Knowledge of Main Board Listing Rules and GEM Listing Rules is preferred, including underlying principles and published interpretations
  • Knowledge of investigative techniques and procedures
  • Strong interpersonal and presentation skills
  • Strong analytical, writing and advocacy skills
  • Fluency in written and spoken English
  • Good command of written and spoken Chinese (proficiency in Putonghua is preferred)
Applicants who do not hear from us within 6 weeks may consider their applications unsuccessful. Personal data provided will only be used for the purpose of employment application to HKEX.
Hong Kong Exchanges and Clearing Limited logo
More Jobs Like This
See more jobs
Close
Loading...
Loading...