Associate/AVP, Compliance, Boutique Investment Bank Associate/AVP, Compliance, Boutique Investment  …

Permanent, Full time
Last application, 17 Sep 21
Permanent, Full time
Last application, 17 Sep 21
Profile Search & Selection Hong Kong
Our client is a boutique investment bank.

Boutique international investment bank is seeking a compliance professional to be responsible for a broad range of central/core compliance responsibilities including licensing/registrations, employee compliance, regulatory compliance and surveillance. You will report to the Head of Compliance and gain broad exposure.

The successful candidate will possess 4-8 years of relevant compliance experience. Excellent communication and interpersonal skills are required. This could be a great opportunity for a candidate to move into a broader compliance role while leveraging from their existing experience in a core/central compliance function.

Company Overview

Profile Search & Selection is Asia’s leading search & selection firm, providing collaborative solutions to financial services, commercial and professional services clients.

Across our offices in Hong Kong, Singapore, Shanghai and Beijing, we provide access to a longstanding network throughout Asia, bolstered by a team of consultants and in-house researchers with specialist expertise at the sector and functional level. From market intelligence to executive search, we use robust tools to find and secure the right leaders for your organisation, and offer key market insights to inform your talent strategy.

In February 2020, Profile joined forces with WilsonHCG, an award-winning, global leader in total talent solutions. With a global presence spanning 65+ countries and six continents, WilsonHCG provides a full suite of configurable talent services, including recruitment process outsourcing (RPO), executive search, contingent talent solutions and technology advisory. 

By expanding our presence, we can not only better serve our clients at a local level throughout Asia, but also across North America, Europe, the Middle East, and Africa. Together, we provide our clients access to a single provider with capabilities across the globe.

Let us help you take the next step in your career. Click here to learn more:

SG License No: 16S8069  |  HK License EA No: 61753

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