Assistant Vice President, Global Markets Compliance

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • MUFG Bank
  • 19 May 19

MUFG Bank Limited, a member of MUFG, a global financial group, is the leading Japanese bank with an extensive global network of over 50 countries. We offer an extensive scope of products and services including Commercial Banking, Trust Banking, Investment Banking, Securities, Credit Cards, Consumer Finance, Asset Management, Leasing and many more fields of financial services. We aspire to be a premier, comprehensive and global financial institution that is strongly supported by its clients.


Responsibilities
 
-To ensure effective and efficient compliance framework in Hong Kong and to roll out in APAC Region
-To implement 2nd line compliance policy, training and monitoring method and collaborate with various Compliance Teams in the Region
-To address compliance risks, investigate actual or potential breach of relevant rules and regulations related to Global Markets Business
-Day to day compliance advisory to Global Markets Business and participation in business projects and initiatives
-To coordinate with Head Office and other stakeholders as a global harmonization
-To handle inquiries on Global Markets Compliance and provide solutions
-To support Senior Management on ad-hoc compliance issues


Requirements
 
-Strong understanding of FX, Money Market and Derivatives
-Strong knowledge on Market Regulations
-Bachelor’s degree
-3 year of compliance/ risk department or internal control at front office
-Being self-motivated and diligent
-Good communication and presentation skill
-Strong analytical and problem solving skill