Assistant Vice President, AML Project Governance – Controls and Compliance Group

  • Negotiable
  • Hong Kong
  • Permanent, Full time
  • China CITIC Bank International Limited
  • 15 Mar 19

Assist the Team Head of AML Policy Assurance & Project Governance to establish, coordinate, monitor, assure and review the internal AML and Sanctions compliance controls, projects, policy, and mechanism of the Bank and CNCBI group to ensure adherence to relevant statutory and regulatory requirements in relation to Anti-Money Laundering and Counter-Terrorist Financing, FATCA and OECD AEOI.

Key Responsibilities
• Assist the Team Head in developing, implementing and enforcing an adequate and consistent bank-wide AML compliance framework including preparing, maintaining, reviewing and improving current policies, regulations, guidelines, code of conduct and standards of good practice applicable to the Bank from AML and Sanctions perspective
• Provide SLOD governance support to business in the development, implementation and regular review of policies and procedures for their operations with due regard to all applicable relevant bank-wide and CNCBI group wide policies and guidelines, statutory and regulatory requirements
• Provide project management support to the Bank’s subsidiaries and overseas offices in relation to AML/CFT, FATCA, OECD AEOI
• Develop and review the AML/CFT and relevant systems to ensure they remain up-to-date and meet current statutory and regulatory requirements, ensure effectiveness and or compliance
• Work closely with other AML compliance teams to ascertain robust AML/Sanctions Monitoring Program is set up and maintained in a timely and good quality manner

• Degree holder preferably in Law, Accounting or related disciplines
• Holder of Associated AML Professional (AAMLP) under the HKMA ECF on AML/CFT is preferred
• Minimum 5 years’ experience in legal, general audit, banking or compliance with at least 2 years’ solid experience in AML/CFT, especially in regional and country project, KYC or assurance area in a sizable international financial institution
• Good knowledge in banking laws, operations, products and services
• Expertise in AML/CFT regulations and practices and have good understanding on regulators’ expectation
• Well-versed with the market trend and situation regarding AML/CFT locally and worldwide
• Good command of written and spoken English and Chinese (including Putonghua)