Assistant Manager, Regulatory Compliance Assistant Manager, Regulatory Compliance …

Black Swan Group
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Black Swan Group
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Our client, Global Investment Management is looking for an Assistant Manager to join their Regulatory Compliance team.

Responsibilities:

  • Support team head with general regulatory compliance purpose, including licensing, regulatory reporting, marketing materials, RFPs and Due Diligence questionnaires.
  • Provide compliance review and monitor business activities in accordance with regulatory and internal requirements.
  • Provide support and compliance advice to business projects.

 

Requirements:

  • 6 years minimum working experience in financial services, with 4 years solid compliance experience in asset management.
  • Degree holder in Law/Accounting or related discipline(s).
  • Strong knowledge of SFC, MPF Codes and regulations.
  • Good command of writing and speaking Chinese and English.
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