AVP, Account Administration, Operations AVP, Account Administration, Operations …

Morgan McKinley
in Hong Kong
Permanent, Full time
Last application, 26 Jul 21
Competitive
Morgan McKinley
in Hong Kong
Permanent, Full time
Last application, 26 Jul 21
Competitive
AVP, Account Administration, Operations
A Renowned Investment Bank & Securities Brokerage is hiring an Account Admin with their Operations team to manage their KYC, CDD, AML process

Responsibilities
  • Ensure timely and accurate client checks, including Know-Your-Customer ('KYC'), Client Due Diligence ('CDD'), AML etc, for new accounts, existing accounts, screening of counterparties, tracking, escalation and resolution of CDD deferrals, account slated for exit
  • Handle accounts' periodic review
  • Maintain clientele database
  • Identify gaps and implement on-boarding controls and systems / process enhancement that are fit for purpose
  • Deliver on the internal customer experience while maintaining the highest standards on CDD/KYC
  • Ensure all policies, procedures and guidelines are followed
  • Requirements
  • Degree holder (or above)
  • Minimum 3 years' relevant experience in financial institutions
  • Well versed with regulatory requirement on account opening, CDD, KYC and AML
  • Good command of written and spoken English and Chinese (esp. Putonghua)
  • SFC license of Type 1 is required
  • Morgan McKinley logo
    More Jobs Like This
    See more jobs
    Close
    Loading...
    Loading...