AVP, AML Compliance, Private Banking Compliance AVP, AML Compliance, Private Banking Compliance …

BOC International
in Hong Kong
Permanent, Full time
Last application, 22 Sep 21
Basic salary plus discretionary bonus.
BOC International
in Hong Kong
Permanent, Full time
Last application, 22 Sep 21
Basic salary plus discretionary bonus.
AML compliance function within our private banking business.

The Role

An AML Compliance Role for Private Banking Division

Key Accountabilities

  • Management and oversight the AML compliance function in Bank of China International Limited (BOCIL);
  • Assessment and management of AML regulatory risk of the Bank’s business;
  • Escalation to the BOCIL Board of Directors, BOCIL Management any relevant AML regulatory risk issues;
  • AML related Policy and Procedure Updates;
  • Process improvement in respect of key AML processes;
  • Management and closure of AML / CFT regulator findings and audit issues;
  • Identification of emerging AML / CFT and sanctions risk;
  • Provide day to day advisory of AML and KYC issues for all new account opening and Continuous Customer Due Diligence (“CCDD”) as well as triggering events for Private Bank accounts;
  • Review and approve all High Risk related accounts;
  • Compliance Program review;
  • Maintenance of Transaction Monitoring and Payment Screening system; conduct reviews on exceptions generated and necessary follow up actions;;
  • Initiate investigation on suspicious transaction activities;
  • Approval on negative alert against Factiva on transaction escalated from business;
  • Provide AML related Trainings on regular and Ad-hoc basic

Skills & Experience

  • With good experience in a AML position 
  • Good understanding on AML related rules and regulations
  • Exceptional interpersonal communication skills
  • Ability to work under pressure
  • Bachelor Degree

Other Information

Notes to applicants:

  • Please apply in strict confidence with full resume, academic record, current and expected salaries.
  • The personal data provided will be used for consideration of recruitment only. All personal data of unsuccessful candidate will be destroyed within 24 months.
  • Candidates with Enhanced Competency Framework (ECF): please state on the CV.

About BOCI

As a leading investment bank in China and Hong Kong region, the investment banking arm of Bank of China, BOC International Holdings Limited (“BOCI”), is now seeking highly motivated, creative and success-oriented professional who would like to pursue the career in our group.

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