AVP, AML Compliance – Financial Crime Compliance (Legal & Compliance Division) AVP, AML Compliance – Financial Crime Compliance  …

BOC International
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Negotiable
BOC International
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Negotiable
As a leading investment bank in China and Hong Kong region, the investment banking arm of Bank of China, BOC International Holdings Limited (“BOCI”), is now seeking highly motivated, creative and success-oriented professional who would like to pursue the career in our group.

Responsibilities:

  • Manage and support AML systems maintenance and enhancement
  • Participate in user testing, quality assurance and user manual maintenance
  • Review alerts triggered from filtering systems and adhere to review schedule
  • Investigate the alerts or cases thoroughly with proper justification on the materiality of the potential risk from a risk based approach
  • Escalate significant issue for internal investigation and communicate to the relevant Business Line and Management in a timely manner
  • File the STR to enforcement authority and follow up the action taken or account closure where necessary
  • Maintain the STR register and update the ongoing status of the recommendation
  • Assist with management information reports and ad-hoc projects

 

Requirements:

  • University degree or above in Law, Account & Finance, Economics, Business Administration or related disciplines
  • Minimum 5 years’ working experience in securities or banking industry, with relevant exposure to anti-money laundering / compliance / regulatory bodies / risk management
  • End-user experience in monitoring system applications, e.g. Microsoft and SAS, etc
  • Able to work  independently
  • Strong analytical and interpersonal skills with the ability to work collaboratively within a team
  • Sound knowledge in KYC due diligence, AML regulations and compliance.
  • Good command of written and Chinese (Putonghua is an advantage)

Notes to applicants:

  1. Please apply in strict confidence with full resume, academic record, current and expected salaries.
  2. The personal data provided will be used for consideration of recruitment only. All personal data of unsuccessful candidate will be destroyed within 24 months.
  3. Candidates with Enhanced Competency Framework (ECF): please state on the CV.
     
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