• Attractive salary to the right candidate
  • Hong Kong
  • Permanent, Full time
  • Charterhouse Partnership Hong Kong
  • 24 Apr 18

AVP/VP Operational Risk Management (ORM), Private Banking – Hong Kong

A growth orientated International private bank Language skills – Chinese and English required Competitive salary remuneration

Job Description

  • Monitor, assess and control the level of operational risk exposure that results from the Bank’s business activities
  • Perform operational risk identification and contribute to the annual Operational Risk Self-Assessment
  • Responsible for the internal control framework of the Bank (1st and 2nd Line of Defense)
  • Perform internal investigations of operational incidents, client complaints or special ad-hoc reviews, presenting results and risk mitigating measures to Management



  • Analyse critical operational incidents, investigate root causes and provide assessment of corrective or mitigation measures
  • Report operational risk issues and decisions to senior management on regular basis
  • Monitor and report the execution of key controls in the Bank
  • Ensure timely performance of controls assigned to Operational Risk and prepare results analysis and escalation reports
  • Perform quality review of key controls performed by the 1st Line of Defence
  • Perform independent investigation of fraud cases, client complaints or ad-hoc reviews, including risk assessment, evaluation of corrective and risk mitigating measures and presentation to Management as well as HO
  • Liaise with other functions locally, regionally and with HO to align the Risk Framework of the Bank and ensure local implementation of Global Minimum Standards and Controls
  • Coordinate input and prepare regular reports such as monthly HO report, Risk Committee presentation, Quarterly Risk Report, Key Risk Indicators
  • Keep abreast of the latest operational risk management techniques and industry best practices


Skills /  Requirements

  • Good presentation and communication skills
  • Initiative and motivation
  • Leadership skills
  • In-depth knowledge of operational risk management in private banking and regulatory requirements
  • Sound understanding of the bank and the business to recognize areas of operational risk and apply controls and measures
  • Knowledge and experience in suitability is an asset
  • Minimum 5 years’ experience in the financial industry, mainly in Private Banking



If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan, enquiries@charterhouse.com.hk  Tel: (852) 3151 1300 Web: www.charterhouse.com.hk

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About Charterhouse

Charterhouse is a boutique executive search firm with footprints in Asia, Australasia and the Middle East. We offer professional and bespoke contingency and retained search services across a variaty of industrial sectors.

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