AVP/VP Compliance-Security/Brokerage/Asset Management

  • HKD30000.00 - HKD40000 per month + attractive package
  • Hong Kong
  • Permanent, Full time
  • Morgan McKinley Hong Kong
  • 17 Oct 17 2017-10-17

As a global professional recruitment consultancy, Morgan McKinley connects specialist talent with leading employers across multiple industries and disciplines. We have established ourselves as a preferred supplier to many of the major players in our specialist sectors, as well as with thousands of smaller local employers. In Hong Kong, we recruit within the following sectors: Accounting & Finance, Banking and Financial Services, Human Resources, IT, Risk, Compliance, Legal & Audit, Office Support and Sales & Marketing.

Our Client is one of the largest securities/brokerage firm in Asia. They have business expanding in asset management, investment bank, and wealth management as well. They are currently looking for an AVP/VP level Compliance candidate to join their firm.

Job Duties:

  • Working in a team of 10 for compliance and reporting directly to the Head of Compliance
  • Provide professional compliance advisory to the business especially for futures and securities
  • Act as the main point of contact with the SFC on all regulatory enquiries
  • Overview SFC licensing matters as needed
  • Update compliance policy and procedures

Requirements:

  • University graduate with a degree in finance/risk/legal or related discipline(s)
  • Must be fluent in English and Mandarin, read and write chinese.
  • Minimum 4-5 years compliance experience from securities and/or futures is prefered
  • Asset Management compliance experience are prefered