APAC Head of Compliance & Legal - Electronic Trading & Brokerage APAC Head of Compliance & Legal - Electronic  …

Ethos BeathChapman
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Ethos BeathChapman
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Ethos BeathChapman
A leading multinational electronic trading house and agency brokerage offering trading solutions and liquidity to clients with groundbreaking financial technology, is currently seeking an experienced professional to lead their Compliance & Legal function across the APAC region. Key Responsibilities: Act as a Manager in
Charge (MIC) of Compliance, Anti Money Laundering (AML) and Risk for all regulated entities
  • Lead a local and regional team of compliance professionals; responsible for direct line management, training, resource allocation etc.
  • Provide sound legal advice to all areas of the business across APAC ensuring compliance with relevant legislations
  • Partner with the business to drive positive practices and a strong control environment
  •  
    Experience / Skills Sought:
     
    • Professional legal qualifications attained in either Hong Kong or Australia (preferred)
    • Extensive legal / compliance experience in a complex global organisation environment (broker/e-trading/investment bank/legal firm etc.)
    • Rich knowledge of traded markets (primarily equities), as well as regulatory frameworks pertaining to e-trading and Alternative Liquidity Pools
    • Understanding of global markets operations in a wider context (clearing/settlements etc.)
    • Experience managing a team and delivering projects collaboratively in a fast-paced environment
     
    Company Overview

    Ethos BeathChapman (EBC) is a global group of executive recruitment experts in Australia, Asia and EMEA, with a broader network beyond. We connect exceptional people to exceptional companies.

    Our multidisciplinary expertise covers corporate and specialised functions across Financial Services, Technology, Fintech, Legal, Accounting, Risk and Compliance recruitment markets, among others.

    Established 2005 in Sydney, EBC’s mid-sized agility and solutions-focused approach enables us to flex where traditional search consultancies have failed, and scale beyond the reach of boutiques, in designing highly flexible solutions that address the client’s unique needs.

    Today, we have six offices worldwide in Australia, Singapore, Hong Kong, Japan, Netherlands and the UK. EBC is part of the Nikkei-listed Will Group, Inc. We also own Quay Appointments and CONNECT, the staffing and managed solutions specialists.

    Let’s connect, and make exceptional happen, together: www.ethosbc.com 

    MOM licence no. 16S8112 | Reg No. R1220502

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