APAC Financing Group and Global Markets Compliance Officer #096734

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • Credit Suisse Asia
  • 20 Jan 18 2018-01-20

APAC Financing Group and Global Markets Compliance Officer #096734

We Offer

  • You working in a multi-dimensional business that is heavily client focused, being able to organize deals with time sensitive issues.
  • You advising on Firm's policy and relevant rules and regulations.
  • You being based on the trading floor (subject to availability).
  • You providing day-to-day compliance support to various APAC Financing Group and APAC Global Markets business areas.
  • You crafting and delivering compliance training on regulatory, compliance policies and procedures.
  • You reviewing sales and marketing materials from product and regulatory perspectives.
  • You developing a working knowledge of cross border requirements.
  • Your ability to work closely with Compliance Officers across the APAC region, as well as with global counterparts.
  • Your insight in relevant industry group discussion and coordinating within the Firm on global regulatory initiatives such as Dodd-Frank Act, EMIR, trade repository/ central clearing.
  • Your handling of regulatory enquiries and your management of regulatory examinations.
  • Your involvement in strategic projects and initiatives relating to APAC Financing Group and Global Markets' businesses, including your participation in New Business projects.
  • You assisting senior members on the team with ad-hoc compliance issues.


You Offer
  • Being a degree holder in Accounting, Law or related disciplines.
  • A minimum of 4 years product compliance experience in a global investment bank.
  • You should demonstrate good understanding of structured lending and financing products and have relevant compliance experience.
  • Experience dealing with front office is a plus.
  • Positive, highly motivated and diligent.
  • Ability to learn quickly and handle multiple demands in a dynamic environment.
  • Problem solver with strong organizational and analytical skills.
  • Ability to effectively and actively communicate with people of any professional level.