APAC Compliance Director of Ethics APAC Compliance Director of Ethics …

Aquis Search
in Hong Kong
Permanent, Full time
Last application, 12 May 21
Competitive
Aquis Search
in Hong Kong
Permanent, Full time
Last application, 12 May 21
Competitive
Posted by:
Gordon Kwong • Recruiter
Posted by:
Gordon Kwong
Recruiter
An exciting opportunity with an international financial institution within the regional insurance business. This is a regional director level opportunity to manage the compliance ethics & conduct framework. The role will be managing a team and be in charge of all country heads in the APAC region. Interested candidates please send CV: gordonkwong@aquissearch.com

Responsibilities

  • Lead, develop, improve and support the Ethics & Conduct framework in the APAC region
  • Engage key stakeholders in rolling out business quality framework
  • Establish group wide tools to monitor business quality 
  • Implement second line monitoring programme to provide assurance on front line compliance  
  • Drive the implementation of digital & technology tools to manage potential risks
  • Build and develop a culture of ethics and compliance across the distribution channels
  • Monitoring key regulatory trends/developments and share the insights with relevant stakeholders in the Group

Requirements

  • University Degree 
  • 15 years plus of experience in compliance within the financial services industry
  • Past experience in compliance ethics, conduct, regulatory or sales compliance
  • Strong APAC regulatory & law knowledge 
  • Proven leadership experience
  • Fluency in English communication and writing
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