AML Compliance Manager - Private Wealth Management AML Compliance Manager - Private Wealth Management …

Selby Jennings
in Hong Kong
Permanent, Full time
Last application, 01 Mar 21
Negotiable
Selby Jennings
in Hong Kong
Permanent, Full time
Last application, 01 Mar 21
Negotiable
Our client is a growing private wealth management in Hong Kong who is expanding their compliance team. They are currently looking for a compliance in AML/KYC

Job Responsibilities

  • Prepare AML Risk Assessment to senior management for non-standard-risk profiles
  • Handle remediation project, BAU, periodic review & trigger events
  • Provide advice to the business units and parties concerned on compliance related matters, including DPS, Outsourcing, EO application, Personal Account Dealing, Conflict of Interest, etc
  • handling CPT/OPT assessments, obligation register, survey & regulator enquiries, client complaints and various reporting.
  • perform Trade Surveillance monitoring and quality assurance on Suitability and Market Misappropriation monitoring
  • Handling response on queries from regulators as related to the department
  • Perform anti-money laundering tasks / KYC review / STRs

Requirements

  • Bachelor degree in Finance, Economics, Accounting or a related discipline
  • 3 years of compliance experience in private banking compliance
  • High proficiency in both written and spoken English and Mandarin
Selby Jennings logo
More Jobs Like This
See more jobs
Close
Loading...
Loading...